Filing Details
- Accession Number:
- 0001567619-18-003276
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-09-28 16:36:58
- Reporting Period:
- 2018-03-02
- Accepted Time:
- 2018-09-28 16:36:58
- Original Submission Date:
- 2018-03-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1512499 | Lindblad Expeditions Holdings Inc. | LIND | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246840 | Mark Ein | 96 Morton Street New York NY 10014 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-02 | 20,000 | $9.27 | 41,958 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-03-06 | 10,000 | $9.25 | 51,958 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,456,416 | Indirect | By Capitol Acquisition Management 2 LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.24 to $9.30, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC.
- Date was corrected to show correct year.