Filing Details
- Accession Number:
- 0001225208-18-013799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-28 16:11:02
- Reporting Period:
- 2018-09-27
- Accepted Time:
- 2018-09-28 16:11:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1080992 | Iii C William Rhodes | 123 South Front Street Memphis TN 38103 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-27 | 23,700 | $228.20 | 37,918 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-27 | 200 | $784.62 | 37,718 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 300 | $787.64 | 37,418 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 780 | $782.62 | 36,638 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 820 | $783.31 | 35,818 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 1,010 | $781.38 | 34,808 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 1,287 | $785.96 | 33,521 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 1,500 | $775.27 | 32,021 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 1,607 | $786.91 | 30,414 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 1,825 | $776.49 | 28,589 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 2,224 | $777.57 | 26,365 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 2,944 | $780.50 | 23,421 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 4,246 | $778.44 | 19,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-27 | 4,957 | $779.49 | 14,218 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-09-27 | 23,700 | $0.00 | 23,700 | $228.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 847 | Indirect | As Custodian for Daughter |
Common Stock | 847 | Indirect | As Custodian for Son |
Common Stock | 81 | Indirect | As Trustee for Daughter's Trust |
Common Stock | 81 | Indirect | As Trustee for Son's trust |
Common Stock | 6,342 | Indirect | By GRAT #2 |
Common Stock | 11,000 | Indirect | By GRAT #3 |
Common Stock | 11,290 | Indirect | By Trust for Wife |
Footnotes
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $784.45 - $784.78 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $787.52 - $787.72 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $782.08 - $783.00 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $783.11 - $783.715 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $781.03 - $781.99 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $785.50 - $786.44 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $775.00 - $775.905 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $786.51 - $787.49 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $776.00 - $776.93 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $777.00 - $777.98 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $780.02 - $781.00 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $778.00 - $778.98 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $779.005 - $779.99 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- Options exercisable in one-fourth increments on September 29, 2011, 2012, 2013 and 2014, respectively.