Filing Details
- Accession Number:
- 0001225208-18-013798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-28 16:10:56
- Reporting Period:
- 2018-09-27
- Accepted Time:
- 2018-09-28 16:10:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1345763 | W William Graves | 123 South Front Street Memphis TN 38103 | Exec. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-09-19 | 56 | $0.00 | 3,450 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2018-09-27 | 9,500 | $326.00 | 12,950 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-27 | 9,400 | $371.47 | 22,350 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-27 | 500 | $773.22 | 21,850 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-27 | 551 | $782.15 | 21,299 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-27 | 706 | $779.44 | 20,593 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-27 | 1,114 | $781.37 | 19,479 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-27 | 1,275 | $776.77 | 18,204 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-27 | 1,455 | $783.52 | 16,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-27 | 1,485 | $775.46 | 15,264 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-27 | 1,494 | $784.40 | 13,770 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-27 | 2,380 | $777.98 | 11,390 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-27 | 7,940 | $772.00 | 3,450 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-09-27 | 9,500 | $0.00 | 9,500 | $326.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-09-27 | 9,400 | $0.00 | 9,400 | $371.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-09-28 | No | 4 | M | Direct | |
| 0 | 2022-09-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,227 | Indirect | By GRAT |
| Common Stock | 2,373 | Indirect | By GRAT #2 |
Footnotes
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $773.14 - $774.00 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $781.81 - $782.73 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $779.16 - $780.09 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $780.63 - $781.594 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $776.45 - $777.06 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $782.96 - $783.95 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $775.17 - $776.01 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $784.00 - $784.78 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $777.90 - $778.30 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
- Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.
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