Home > Insider Trading > Filing (0001225208-18-013790)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1383312	Broadridge Financial Solutions Inc.	BR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198860	J Richard Daly	5 Dakota Drive Lake Success NY 11042	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-09-26	124,870	$50.95	387,336	No	4	M	Direct
Common Stock	Disposition	2018-09-26	105,188	$132.97	282,148	No	4	S	Direct
Common Stock	Acquisiton	2018-09-27	93,120	$51.95	375,268	No	4	M	Direct
Common Stock	Acquisiton	2018-09-27	31,379	$50.95	406,647	No	4	M	Direct
Common Stock	Disposition	2018-09-27	26,400	$131.31	380,247	No	4	S	Direct
Common Stock	Disposition	2018-09-27	78,600	$131.31	301,647	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2018-09-26	124,870	$0.00	124,870	$50.95
Common Stock	Stock Option (Right to Buy)	Disposition	2018-09-27	93,120	$0.00	93,120	$51.95
Common Stock	Stock Option (Right to Buy)	Disposition	2018-09-27	31,379	$0.00	31,379	$50.95

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
83,463	2016-02-09	2025-02-09	No	4	M	Direct
93,120	2017-02-08	2026-02-08	No	4	M	Direct
52,084	2016-02-09	2025-02-09	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	20,000	Indirect	by The EED 2012 Trust
Common Stock	9,484	Indirect	by The EED 2014 Trust
Common Stock	20,000	Indirect	by The KLD 2012 Trust
Common Stock	9,485	Indirect	by The KLD 2014 Trust

Footnotes

The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on June 8, 2018.
The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 8, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.14 - $134.73, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.89 - $132.98, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.