Home > Insider Trading > Filing (0001127602-18-028455)

Filing Details

Accession Number:: 0001127602-18-028455
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-09-27 16:22:22
Reporting Period:: 2018-03-14

Accepted Time:: 2018-09-27 16:22:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1527469	Athene Holding Ltd	ATH	Life Insurance (6311)	980628973

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1689345	Lauren Frank Gillis	C/O Athene Holding Ltd., Chesney House, First Floor, 96 Pitts Bay Road Pembroke D0 HM08	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Shares	Disposition	2018-08-08	4,300	$0.00	289,638	No	5	G	Direct
Class A Common Shares	Acquisiton	2018-09-25	23,636	$10.00	23,636	No	4	M	Indirect	by Gillis Family Trust U/a/d 12/30/14
Class A Common Shares	Acquisiton	2018-09-25	5,909	$10.00	5,909	No	4	M	Indirect	by The Anne E Fowler Foundation, Inc.
Class A Common Shares	Disposition	2018-09-25	70,455	$51.71	219,183	No	4	S	Direct
Class A Common Shares	Disposition	2018-09-25	23,636	$51.70	0	No	4	S	Indirect	by Gillis Family Trust U/a/d 12/30/14
Class A Common Shares	Disposition	2018-09-25	5,909	$51.71	0	No	4	S	Indirect	by The Anne E Fowler Foundation, Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	4	M	Indirect	by Gillis Family Trust U/a/d 12/30/14
No	4	M	Indirect	by The Anne E Fowler Foundation, Inc.
No	4	S	Direct
No	4	S	Indirect	by Gillis Family Trust U/a/d 12/30/14
No	4	S	Indirect	by The Anne E Fowler Foundation, Inc.

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Shares	Class M-1 Common Shares	Disposition	2018-03-14	25,000	$0.00	25,000	$10.00
Class A Common Shares	Class M-1 Common Shares	Acquisiton	2018-03-14	25,000	$0.00	25,000	$10.00
Class A Common Shares	Class M-1 Common Shares	Disposition	2018-09-25	23,636	$0.00	23,636	$10.00
Class A Common Shares	Class M-1 Common Shares	Disposition	2018-09-25	5,909	$0.00	5,909	$10.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
617,735	No	5	G	Direct
25,000	No	5	G	Indirect
376,364	No	4	M	Indirect
19,091	No	4	M	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Shares	20,000	Indirect	By Ira

Footnotes

Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14.
The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on March 15, 2018.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.34 to $52.29, inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.34 to $52.16, inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).
On March 14, 2018, the Reporting Person gifted 25,000 Class M-1 common shares to The Anne E. Fowler Foundation, Inc. The Anne E. Fowler Foundation, Inc. is controlled by the Reporting Person's spouse. The reported transaction was a gift for which no payment or consideration was received by the Reporting Person.
These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time.