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Filing Details

Accession Number:: 0000937556-18-000145
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-09-27 16:11:06
Reporting Period:: 2018-09-25

Accepted Time:: 2018-09-27 16:11:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
937556	Masimo Corp	MASI	Electromedical & Electrotherapeutic Apparatus (3845)	330368882

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1228621	E Joe Kiani	C/O Masimo Corporation 52 Discovery Irvine CA 92618	Ceo And Chairman Of The Board	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-09-25	46,158	$27.25	175,399	No	4	M	Direct
Common Stock	Disposition	2018-09-25	46,158	$124.04	129,241	No	4	S	Direct
Common Stock	Acquisiton	2018-09-26	50,820	$27.25	180,061	No	4	M	Direct
Common Stock	Disposition	2018-09-26	50,820	$124.14	129,241	No	4	S	Direct
Common Stock	Acquisiton	2018-09-27	2,467	$27.25	131,708	No	4	M	Direct
Common Stock	Disposition	2018-09-27	2,467	$124.00	129,241	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (Right to Buy)	Disposition	2018-09-25	46,158	$27.25	46,158	$27.25
Common Stock	Non-Qualified Stock Option (Right to Buy)	Disposition	2018-09-26	50,820	$27.25	50,820	$27.25
Common Stock	Non-Qualified Stock Option (Right to Buy)	Disposition	2018-09-27	2,467	$27.25	2,467	$27.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
53,287	2011-02-11	2020-02-11	No	4	M	Direct
2,467	2011-02-11	2020-02-11	No	4	M	Direct
0	2011-02-11	2020-02-11	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	229,290	Indirect	By Trust
Common Stock	550,000	Indirect	By Trust
Common Stock	352,919	Indirect	By Trust
Common Stock	359,000	Indirect	By Trust
Common Stock	2,250,291	Indirect	By Trust
Common Stock	10,373	Indirect	See Footnote
Common Stock	9,000	Indirect	See Footnote

Footnotes

The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 23, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $124.00 per share to a high of $124.29 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $124.00 per share to a high of $124.3134 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares held in four trusts for which Mr. Kiani is not the Trustee.
Shares held in one trust for which Mr. Kiani is the sole trustee.
Shares held in Masimo Retirement Savings Plan.
Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.
This option was granted on February 11, 2010 and is exercisable as the option vests. The option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.