Filing Details

Accession Number:
0001209191-18-052388
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-26 20:52:40
Reporting Period:
2018-09-24
Accepted Time:
2018-09-26 20:52:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
897448 Amarin Corp Plc AMRN Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1289884 B Steven Ketchum C/O Amarin Pharma, Inc.
1430 Route 206
Bedminster NJ 07921
Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-09-24 20,834 $1.40 421,307 No 4 M Direct
Ordinary Shares Acquisiton 2018-09-24 158,334 $2.50 579,641 No 4 M Direct
Ordinary Shares Acquisiton 2018-09-24 112,500 $2.50 692,141 No 4 M Direct
Ordinary Shares Acquisiton 2018-09-24 142,500 $2.50 834,641 No 4 M Direct
Ordinary Shares Acquisiton 2018-09-24 52,147 $2.95 886,788 No 4 M Direct
Ordinary Shares Acquisiton 2018-09-24 33,750 $8.10 920,538 No 4 M Direct
Ordinary Shares Acquisiton 2018-09-24 100,000 $8.77 1,020,538 No 4 M Direct
Ordinary Shares Disposition 2018-09-24 529,791 $10.04 490,747 No 4 S Direct
Ordinary Shares Disposition 2018-09-24 49,450 $10.94 441,297 No 4 S Direct
Ordinary Shares Disposition 2018-09-24 100,000 $12.00 341,297 No 4 S Direct
Ordinary Shares Acquisiton 2018-09-25 200,000 $8.77 541,297 No 4 M Direct
Ordinary Shares Disposition 2018-09-25 100,000 $13.00 441,297 No 4 S Direct
Ordinary Shares Disposition 2018-09-25 100,000 $14.00 341,297 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (Right to Buy) Disposition 2018-09-24 20,834 $0.00 20,834 $1.40
Ordinary Shares Stock Option (Right to Buy) Disposition 2018-09-24 158,334 $0.00 158,334 $2.50
Ordinary Shares Stock Option (Right to Buy) Disposition 2018-09-24 112,500 $0.00 112,500 $2.50
Ordinary Shares Stock Option (Right to Buy) Disposition 2018-09-24 142,500 $0.00 142,500 $2.50
Ordinary Shares Stock Option (Right to Buy) Disposition 2018-09-24 52,147 $0.00 52,147 $2.95
Ordinary Shares Stock Option (Right to Buy) Disposition 2018-09-24 33,750 $0.00 33,750 $8.10
Ordinary Shares Stock Option (Right to Buy) Disposition 2018-09-24 100,000 $0.00 100,000 $8.77
Ordinary Shares Stock Option (Right to Buy) Disposition 2018-09-25 200,000 $0.00 200,000 $8.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,270 2026-01-31 No 4 M Direct
41,666 2025-07-06 No 4 M Direct
67,500 2025-07-06 No 4 M Direct
37,500 2025-07-06 No 4 M Direct
80,853 2027-01-31 No 4 M Direct
0 2023-01-02 No 4 M Direct
500,000 2022-03-01 No 4 M Direct
300,000 2022-03-01 No 4 M Direct
Footnotes
  1. The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
  3. Please see the section titled "Remarks" below for additional information.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.55 to $10.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.57 to $11.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  6. On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 29, 2016.
  7. On July 6, 2015, the Reporting Person was granted an option to purchase 200,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.
  8. On July 6, 2015, the Reporting Person was granted an option to purchase 180,000 Ordinary Shares under the Plan. The vesting of the shares is subject to certain performance milestone that was previously achieved. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.
  9. On February 1, 2017, the Reporting Person was granted an option to purchase 133,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 28, 2017.
  10. The option granted to the Reporting Person is fully vested as of the date hereof.