Filing Details
- Accession Number:
- 0001209191-18-052374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-26 20:15:43
- Reporting Period:
- 2018-09-24
- Accepted Time:
- 2018-09-26 20:15:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1237831 | Globus Medical Inc | GMED | Surgical & Medical Instruments & Apparatus (3841) | 043744954 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555391 | C David Paul | Valley Forge Business Center 2560 General Armistead Avenue Audubon PA 19403 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2018-09-24 | 605,871 | $54.01 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-09-24 | 298,647 | $0.00 | 298,647 | No | 4 | C | Indirect | By David C. Paul Children's Trust |
Class A Common Stock | Disposition | 2018-09-24 | 298,647 | $54.01 | 0 | No | 4 | S | Indirect | By David C. Paul Children's Trust |
Class A Common Stock | Acquisiton | 2018-09-24 | 298,647 | $0.00 | 298,647 | No | 4 | C | Indirect | By Sonali Paul Children's Trust |
Class A Common Stock | Disposition | 2018-09-24 | 298,647 | $54.01 | 0 | No | 4 | S | Indirect | By Sonali Paul Children's Trust |
Class A Common Stock | Acquisiton | 2018-09-24 | 101,320 | $0.00 | 101,320 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-09-24 | 101,320 | $54.01 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-09-25 | 748,845 | $0.00 | 748,845 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-09-25 | 748,845 | $54.70 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | C | Indirect | By David C. Paul Children's Trust |
No | 4 | S | Indirect | By David C. Paul Children's Trust |
No | 4 | C | Indirect | By Sonali Paul Children's Trust |
No | 4 | S | Indirect | By Sonali Paul Children's Trust |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-24 | 298,647 | $0.00 | 298,647 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-24 | 298,647 | $0.00 | 298,647 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-24 | 101,320 | $0.00 | 101,320 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-25 | 748,845 | $0.00 | 748,845 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
21,616,369 | No | 4 | C | Direct | ||
20,867,524 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 1,562,573 | 1,562,573 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,562,573 | 1,562,573 | Indirect |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.26, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The Company's Class B Common Stock converted into the Company's Class A Common Stock on a one-for-one basis at the election of the reporting person and has no expiration date.
- These shares are held in a trust for the benefit of a child of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These shares are held in a trust for the benefit of a child of the reporting person. The reporting person is trustee of the trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $55.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
- From the date of acquisition, the Company's Class B Common Stock converts into the Company's Class A Common Stock on a one-for-one basis (i) at the option of the holder, (ii) upon certain transfers, (iii) upon the closing of the Company's initial public offering if at that time the Company's Class B Common Stock that the holder beneficially owns is less than 10% of the aggregate number of all outstanding shares of the Company's common stock, and (iv) immediately if, at any time following the initial public offering of the Company's common stock, the Company's Class B Common Stock that the holder beneficially owns represents less than 5% of all outstanding shares of the Company's common stock.
- These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust.