Filing Details
- Accession Number:
- 0001181431-11-012443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 17:12:13
- Reporting Period:
- 2010-05-05
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 17:12:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884713 | Cott Corp | COT | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219603 | Eric Rosenfeld | C/O Crescendo Partners 825 Third Avenue, 40Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2010-05-05 | 11 | $8.55 | 159,709 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 0 | Indirect | By Crescendo Partners III, L.P. |
Common Shares | 5,966,455 | Indirect | By Crescendo Partners II, L.P. Series I |
Footnotes
- In connection with the termination of the Share Plan for Non-Employee Directors (the "Share Plan") on February 23, 2010 and subsequent distribution of shares from the Share Plan to the Reporting Person, the third party administrator for the Share Plan sold these shares on the open market to cover administrative expenses.
- The amount of shares beneficially owned by the Reporting Person following the reported transaction has not changed from the amount reported in the Form 4 filed on January 6, 2011, as the amount of shares reported in such Form 4 adjusted for the sale to the third party administrator described in footnote 1.
- As the managing member of Crescendo Investments II, LLC which in turn is the general partner of Crescendo Partners II, L.P., Series I, Mr. Rosenfeld may be deemed to beneficially own the 5,966,455 Common Shares owned by Crescendo Partners II, L.P., Series I. Mr. Rosenfeld disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rosenfeld is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.