Filing Details

Accession Number:
0001719842-18-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-26 17:53:29
Reporting Period:
2018-09-25
Accepted Time:
2018-09-26 17:53:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1710155 National Vision Holdings Inc. EYE Ophthalmic Goods (3851) 464841717
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1719842 John Vaught C/O National Vision Holdings, Inc.
2435 Commerce Avenue, Bldg. 2200
Duluth GA 30096-4980
Svp, Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-25 26,477 $4.27 26,477 No 4 M Direct
Common Stock Disposition 2018-09-25 21,370 $43.21 5,107 No 4 S Direct
Common Stock Disposition 2018-09-25 5,107 $43.82 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-09-25 26,477 $4.27 26,477 $4.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,228 2024-03-13 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2018.
  2. Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $42.69 to $43.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  3. Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $43.70 to $44.00. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  4. Of these 53,705 stock options, 40,279 are vested and the remaining 13,426 stock options will vest on March 13, 2019. An additional 60,419 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.