Filing Details

Accession Number:
0001437749-18-017489
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-09-26 16:51:47
Reporting Period:
2018-09-18
Accepted Time:
2018-09-26 16:51:47
Original Submission Date:
2018-09-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
925741 Biocardia Inc. BCDA Biological Products, (No Disgnostic Substances) (2836) 232753988
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1031689 H Simon Stertzer C/O Biocardia, Inc.
125 Shoreway Road, Suite B
San Carlos CA 94070
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-18 5,000 $1.50 2,616,609 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
  2. The amount of securities beneficially held following the reported transaction was incorrectly reported in the Form 4 filed on September 20, 2018. The corrected amount is now correctly reported herein.