Filing Details
- Accession Number:
- 0001437749-18-017487
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-26 16:27:01
- Reporting Period:
- 2018-09-24
- Accepted Time:
- 2018-09-26 16:27:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626832 | John Way | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-24 | 5,000 | $67.15 | 30,503 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-24 | 3,000 | $57.88 | 33,503 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-24 | 3,356 | $157.66 | 30,147 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-24 | 4,644 | $160.14 | 25,503 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-09-24 | 5,000 | $0.00 | 5,000 | $67.15 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-09-24 | 3,000 | $0.00 | 3,000 | $57.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,995 | 2025-02-09 | No | 4 | M | Direct | |
| 11,185 | 2026-02-08 | No | 4 | M | Direct |
Footnotes
- Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. The transactions reported on this Form 4 conclude the transactions contemplated by the Rule 10b5-1 trading plan.
- Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. The transactions reported on this Form 4 conclude the transactions contemplated by the Rule 10b5-1 trading plan.
- Reflects the weighted average price of 3,356 shares of common stock of Proto Labs, Inc. sold by the reporting person on September 24, 2018 with sale prices ranging from $157.50 to $158.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 4,444 shares of common stock of Proto Labs, Inc. sold by the reporting person on September 24, 2018 with sale prices ranging from $160.00 to $160.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests as to 20% of the shares in five annual installments beginning on February 13, 2016.
- The option vests as to 20% of the shares in five annual installments beginning on February 13, 2017.
Billionaire Hedge Funds
