Filing Details
- Accession Number:
- 0001140361-11-011599
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 17:06:01
- Reporting Period:
- 2011-02-18
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 17:06:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1044435 | Active Power Inc | ACPW | Electric Services (4911) | 742642142 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1377277 | Peter Jason Rubin | C/O Active Power, Inc. 2128 W. Braker Lane, Bk12 Austin TX 78758 | Vp Of Manufacturing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-18 | 3,125 | $1.38 | 18,038 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-18 | 1,312 | $1.49 | 19,350 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-18 | 42,500 | $0.48 | 61,850 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-18 | 53,678 | $2.49 | 8,172 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-18 | 3,125 | $0.00 | 3,125 | $1.38 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-18 | 1,312 | $0.00 | 1,312 | $1.49 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-18 | 42,500 | $0.00 | 42,500 | $0.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-12-31 | 2013-04-24 | No | 4 | M | Direct |
| 0 | 2006-12-31 | 2013-02-12 | No | 4 | M | Direct |
| 42,500 | 2011-02-04 | 2019-02-04 | No | 4 | M | Direct |
Billionaire Hedge Funds
