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Home > Insider Trading > Filing (0001435933-11-000001)

Filing Details

Accession Number:: 0001435933-11-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-23 17:05:09
Reporting Period:: 2011-02-22

Filing Date:: 2011-02-23
Accepted Time:: 2011-02-23 17:05:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1072847	Tower Financial Corp	TOFC	State Commercial Banks (6022)	352051170

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1195948	E Keith Busse	7575 W. Jefferson Blvd. Fort Wayne IN 46804		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-02-22	30,185	$8.57	474,565	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series A Covertible Preferred Stock	$6.02	2009-09-25		83,056	5,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	83,056	5,000	Direct

Footnotes

The Series A convertible preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014.