Filing Details
- Accession Number:
- 0001144204-18-050762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-25 18:13:14
- Reporting Period:
- 2018-02-20
- Accepted Time:
- 2018-09-25 18:13:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015155 | Charles & Colvard Ltd | CTHR | Jewelry, Silverware & Plated Ware (3910) | 561928817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1258861 | B Ollin Sykes | 170 Southport Drive Morrisville NC 27560 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-02-20 | 918 | $1.40 | 0 | No | 4 | S | Indirect | By Sykesco Investment Partners |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Sykesco Investment Partners |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 348,484 | Direct | |
Common Stock | 877,994 | Indirect | By Ollin Sykes TR FBO Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 |
Common Stock | 100,000 | Indirect | By SEP IRA |
Common Stock | 35,787 | Indirect | By spouse |
Common Stock | 38,323 | Indirect | By ROTH IRA |
Common Stock | 17,096 | Indirect | By IRA |
Footnotes
- This filing corrects the total number of shares beneficially owned, which was inadvertently reported as 878,147 on the Form 4 filed on May 17, 2018.
- Ollin Sykes is the trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 132,176 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Mr. Sykes was a partner within this investment partnership, which has been dissolved.