Filing Details

Accession Number:
0000911916-18-000171
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-25 16:18:29
Reporting Period:
2018-09-21
Accepted Time:
2018-09-25 16:18:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917491 Faro Technologies Inc FARO Measuring & Controlling Devices, Nec (3829) 593157093
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1061096 Simon Raab C/O Faro Technologies, Inc.
250 Technology Park
Lake Mary FL 32746
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-21 2,711 $29.98 32,758 No 4 M Direct
Common Stock Disposition 2018-09-21 2,711 $65.27 30,047 No 4 S Direct
Common Stock Acquisiton 2018-09-24 100 $29.98 30,147 No 4 M Direct
Common Stock Disposition 2018-09-24 100 $65.00 30,047 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-21 2,711 $0.00 2,711 $29.98
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-24 100 $0.00 100 $29.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,888 2022-12-04 No 4 M Direct
39,788 2022-12-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44,315 Indirect See footnote
Common Stock 80,000 Indirect See footnote
Footnotes
  1. Securities acquired or sold pursuant to a written plan intended to comply with Rule 10b5-1(c)(1) adopted by Mr. Raab on August 13, 2018.
  2. Represents the sale of 2,711 shares in multiple transactions ranging in price from $65.05 to $65.55 per share, resulting in a weighted average sale price of $65.2731. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  3. Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc.
  4. Represents shares held by a revocable trust of which the reporting person is settlor and trustee.
  5. 30,000 options vested on each of December 4, 2016 and December 4, 2017.