Filing Details
- Accession Number:
- 0000937556-18-000143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-24 19:40:28
- Reporting Period:
- 2018-09-24
- Accepted Time:
- 2018-09-24 19:40:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1624132 | J David Ramshorst Van | C/O Masimo Corporation 52 Discovery Irvine CA 92618 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-24 | 1,325 | $29.33 | 2,325 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-24 | 1,325 | $122.56 | 1,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-09-24 | 1,000 | $85.54 | 2,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-24 | 1,000 | $123.17 | 1,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-09-24 | 350 | $29.33 | 1,350 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-24 | 350 | $123.17 | 1,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2018-09-24 | 1,325 | $29.33 | 1,325 | $29.33 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2018-09-24 | 1,000 | $85.54 | 1,000 | $85.54 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2018-09-24 | 350 | $29.33 | 350 | $29.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,675 | 2014-12-30 | 2023-12-30 | No | 4 | M | Direct |
4,000 | 2018-08-14 | 2027-08-14 | No | 4 | M | Direct |
16,325 | 2014-12-30 | 2023-12-30 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of September 5, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $122.58 per share to a high of $123.86 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option was granted on December 30, 2013 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- This option was granted on August 14, 2017 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.