Filing Details
- Accession Number:
- 0001289419-11-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 16:49:33
- Reporting Period:
- 2011-02-22
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 16:49:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289419 | Morningstar Inc. | MORN | Investment Advice (6282) | 363297908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406840 | Scott Richard Cooley | C/O Morningstar, Inc. 22 West Washington Street Chicago IL 60602 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-22 | 3,875 | $14.13 | 34,925 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-22 | 1,500 | $10.95 | 36,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-22 | 5,275 | $58.46 | 31,150 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-22 | 100 | $58.73 | 31,050 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-22 | 3,875 | $0.00 | 3,875 | $14.13 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-22 | 1,500 | $0.00 | 1,500 | $10.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-09-30 | No | 4 | M | Direct | |
| 0 | 2015-09-30 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2010.
- The transaction was executed in multiple trades at prices ranging from $57.72 to $58.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The options became exercisable in 4 equal installments on May 1, 2002, 2003, 2004, and 2005.
- The options became exercisable in 4 equal installments on May 1, 2003, 2004, 2005, and 2006.
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