Filing Details

Accession Number:
0001580642-18-004612
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-21 18:17:19
Reporting Period:
2018-06-08
Accepted Time:
2018-09-21 18:17:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1725295 Tortoise Tax-Advantaged Social Infrastructure Fund Inc. TSIFX () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410745 Bicknell Family Holding Co Llc 5700 W. 112Th Street, Suite 500
Overland Park KS 66211
No No Yes No
1410839 C Martin Bicknell 5700 W. 112Th Street, Suite 500
Overland Park KS 66211
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-08 2,502,503 $9.99 3,002,503 No 4 P Direct
Common Stock Acquisiton 2018-06-08 500,499 $9.99 500,499 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. This Form 4 is being filed on behalf of Bicknell Family Holding Company, LLC ("BFHC"), a Delaware limited liability company, and Martin C. Bicknell. Mr. Bicknell is the Elected Manager of BFHC, and thus, a controlling person of BFHC. Each of BFHC and Mr. Bicknell are beneficial owners of more than 10% of Common Stock of the Tortoise Tax-Advantaged Social Infrastructure Fund Inc. (the "Issuer").
  2. Common stock held directly by BFHC. Mr. Bicknell disclaims beneficial ownership of the securities held directly by BFHC except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of these securities by Mr. Bicknell for purposes of Section 16.
  3. Common stock held directly by Mr. Bicknell. BFHC disclaims beneficial ownerhsip of the securities held directly by Mr. Bicknell, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities by BFHC for purposes of Section 16.