Filing Details
- Accession Number:
- 0001079023-11-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 16:43:47
- Reporting Period:
- 2011-02-18
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 16:43:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192445 | J Robert Halliday | 35 Dory Road Gloucester MA 01930 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-18 | 15,000 | $34.33 | 93,282 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-18 | 15,000 | $49.83 | 78,282 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-18 | 1,168 | $22.35 | 79,450 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-18 | 1,168 | $49.83 | 78,282 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-18 | 1,169 | $30.25 | 79,451 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-18 | 1,169 | $49.83 | 78,282 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-18 | 3,281 | $31.23 | 81,563 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-18 | 3,281 | $49.83 | 78,282 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-18 | 3,314 | $49.91 | 74,968 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-18 | 1,168 | $49.83 | 1,168 | $22.35 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-18 | 1,169 | $49.83 | 1,169 | $30.25 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-18 | 3,281 | $49.83 | 3,281 | $31.23 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-18 | 15,000 | $49.83 | 15,000 | $34.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,519 | 2010-05-14 | 2016-05-14 | No | 4 | M | Direct |
11,687 | 2010-08-14 | 2016-08-14 | No | 4 | M | Direct |
36,094 | 2010-11-12 | 2016-11-12 | No | 4 | M | Direct |
9,000 | 2009-08-14 | 2015-08-14 | No | 4 | M | Direct |
Footnotes
- The Options were granted on May 14, 2009 and will vest as to one-fourth (1/4) on May 14, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on May 14, 2013.
- The Options vest as to one-fourth (1/4) on August 14, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on August 14, 2013.
- The Options vest as to one-fourth (1/4) on November 12, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on November 12, 2013.
- The Options vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested at the end of four (4) years.