Filing Details
- Accession Number:
- 0001321646-18-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-21 16:35:49
- Reporting Period:
- 2018-09-20
- Accepted Time:
- 2018-09-21 16:35:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Corp | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478571 | E. Stephen Tremblay | C/O Kraton Corporation 15710 John F Kennedy Blvd , Suite 300 Houston TX 77032 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-20 | 13,085 | $37.11 | 102,409 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-20 | 13,085 | $49.50 | 89,324 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Acquisiton | 2018-09-20 | 13,085 | $0.00 | 13,085 | $37.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-07 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2018.
- The options became exercisable in equal installments on each of the first three anniversaries of March 7, 2011.
Billionaire Hedge Funds
