Filing Details

Accession Number:
0000072333-18-000146
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-21 16:09:34
Reporting Period:
2018-09-20
Accepted Time:
2018-09-21 16:09:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72333 Nordstrom Inc JWN Retail-Family Clothing Stores (5651) 910515058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183468 W Blake Nordstrom C/O Nordstrom, Inc.
1617 Sixth Avenue
Seattle WA 98101
Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-20 127,251 $12.58 2,519,436 No 4 M Direct
Common Stock Disposition 2018-09-20 74,928 $61.16 2,444,508 No 4 S Direct
Common Stock Disposition 2018-09-20 49,873 $61.96 2,394,635 No 4 S Direct
Common Stock Disposition 2018-09-20 2,150 $63.10 2,392,485 No 4 S Direct
Common Stock Disposition 2018-09-20 300 $63.75 2,392,185 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-20 127,251 $0.00 127,251 $12.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 94,458 Indirect By 401(k) Plan, per Plan statement dated 8/31/2018.
Common Stock 410,420 Indirect By wife
Footnotes
  1. The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 9/4/2018.
  2. This option was previously reported as an option for 118,828 shares of common stock at an exercise price of $12.58 per share. The number of options was subsequently adjusted, pursuant to a special dividend adjustment on October 6, 2015, to reflect an additional option of 8,423 shares of common stock at the same price.
  3. Exercisable in four equal annual installments commencing on 2/27/2010.
  4. The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $60.73 to $61.725, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $61.73 to $62.70, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  6. The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $62.73 to $62.70, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.