Filing Details
- Accession Number:
- 0000072333-18-000146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-21 16:09:34
- Reporting Period:
- 2018-09-20
- Accepted Time:
- 2018-09-21 16:09:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183468 | W Blake Nordstrom | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-20 | 127,251 | $12.58 | 2,519,436 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-20 | 74,928 | $61.16 | 2,444,508 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-20 | 49,873 | $61.96 | 2,394,635 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-20 | 2,150 | $63.10 | 2,392,485 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-20 | 300 | $63.75 | 2,392,185 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-09-20 | 127,251 | $0.00 | 127,251 | $12.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 94,458 | Indirect | By 401(k) Plan, per Plan statement dated 8/31/2018. |
Common Stock | 410,420 | Indirect | By wife |
Footnotes
- The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 9/4/2018.
- This option was previously reported as an option for 118,828 shares of common stock at an exercise price of $12.58 per share. The number of options was subsequently adjusted, pursuant to a special dividend adjustment on October 6, 2015, to reflect an additional option of 8,423 shares of common stock at the same price.
- Exercisable in four equal annual installments commencing on 2/27/2010.
- The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $60.73 to $61.725, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $61.73 to $62.70, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $62.73 to $62.70, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.