Filing Details
- Accession Number:
- 0001209191-18-051849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-20 21:21:55
- Reporting Period:
- 2018-09-18
- Accepted Time:
- 2018-09-20 21:21:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1339469 | Chiasma Inc | CHMA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1586687 | Scott Minick | C/O Chiasma, Inc. 460 Totten Pond Rd, Suite 530 Waltham MA 02451 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-18 | 4,000 | $3.07 | 63,220 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-19 | 8,000 | $3.06 | 71,220 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-20 | 13,000 | $3.09 | 84,220 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 62,531 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.0613 to $3.0750, inclusive. The reporting person undertakes to provide to Chiasma, Inc., any security holder of Chiasma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The securities are directly held by the Minick Family Trust (the "MFT"). The Reporting Person is the co-trustee of MFT and disclaims beneficial ownership of all the shares except to the extent of his pecuniary interest, if any, therein.
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.03 to $3.10, inclusive. The reporting person undertakes to provide to Chiasma, Inc., any security holder of Chiasma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.0747 to $3.10, inclusive. The reporting person undertakes to provide to Chiasma, Inc., any security holder of Chiasma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.