Filing Details
- Accession Number:
- 0001104659-18-057814
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-20 16:14:12
- Reporting Period:
- 2018-09-18
- Accepted Time:
- 2018-09-20 16:14:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1510487 | Principia Biopharma Inc. | PRNB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253170 | Srinivas Akkaraju | 628 Middlefield Road Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-18 | 208,480 | $0.00 | 208,480 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-09-18 | 175,000 | $17.00 | 383,480 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2018-09-18 | 208,480 | $0.00 | 208,480 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series C Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-1 basis, for no additional consideration, upon the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.
- Shares are held by Samsara BioCapital, L.P. ("Samsara BioCapital"). The reporting person is a managing member of Samsara BioCapital GP, LLC, the general partner of Samsara BioCapital. The Reporting Person disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest therein.