Filing Details
- Accession Number:
- 0000720672-11-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 16:28:02
- Reporting Period:
- 2011-02-17
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 16:28:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203681 | B Scott Mccuaig | 15 Portland Place St. Louis MO 63108 | President Retail Group | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-17 | 275 | $0.00 | 263,648 | No | 4 | G | Direct | |
Common Stock | Disposition | 2011-02-22 | 20,000 | $72.12 | 243,648 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,659 | Indirect | by Daughter |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | $0.00 | 30,850 | 30,850 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 15,750 | 15,750 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
30,850 | 30,850 | Direct | |
15,750 | 15,750 | Direct |
Footnotes
- Currently exercisable.
- No expiration date for these Units.
- Various exercisable dates.