Filing Details
- Accession Number:
- 0001645572-18-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-19 17:43:12
- Reporting Period:
- 2018-09-17
- Accepted Time:
- 2018-09-19 17:43:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1645572 | V Brik Eyre | One Baxter Parkway Deerfield IL 60015 | Svp, President, Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2018-09-17 | 42,243 | $37.38 | 107,605 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-09-17 | 29,400 | $39.33 | 137,005 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2018-09-17 | 78,012 | $77.31 | 58,993 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-09-17 | 42,243 | $0.00 | 42,243 | $37.38 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-09-17 | 29,400 | $0.00 | 29,400 | $39.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-05 | 2025-03-03 | No | 4 | M | Direct |
| 17,172 | 2017-03-03 | 2026-03-03 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre.
- Price reflects weighted average sales price. Range of prices for transactions are $77.10 through $77.52. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
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