Filing Details
- Accession Number:
- 0001678067-18-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-19 17:42:03
- Reporting Period:
- 2018-09-17
- Accepted Time:
- 2018-09-19 17:42:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678067 | Giuseppe Accogli | One Baxter Parkway Deerfield IL 60015 | Svp, President, Global Bus. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2018-09-17 | 9,314 | $39.33 | 59,452 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-09-17 | 8,333 | $46.18 | 67,785 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2018-09-17 | 17,647 | $77.27 | 50,138 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-09-17 | 9,314 | $0.00 | 9,314 | $39.33 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-09-17 | 8,333 | $0.00 | 8,333 | $46.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-03 | 2027-03-03 | No | 4 | M | Direct |
| 0 | 2017-09-01 | 2026-09-01 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Accogli with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.
- Price reflects weighted average sales price. Range of prices for transactions are $77.12 through $77.45. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
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