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Filing Details

Accession Number:: 0001209191-18-051660
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-09-19 16:58:10
Reporting Period:: 2018-09-17

Accepted Time:: 2018-09-19 16:58:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	Telephone & Telegraph Apparatus (3661)	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1079576	R Michael Kourey	C/O Okta, Inc. 301 Brannan Street San Francisco CA 94107		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2018-09-17	17,500	$0.00	17,500	No	4	C	Direct
Class A Common Stock	Disposition	2018-09-17	10,320	$69.58	7,180	No	4	S	Direct
Class A Common Stock	Disposition	2018-09-17	5,980	$70.29	1,200	No	4	S	Direct
Class A Common Stock	Disposition	2018-09-17	1,200	$71.66	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-09-17	17,500	$0.00	17,500	$8.62
Class A Common Stock	Class B Common Stock	Acquisiton	2018-09-17	17,500	$0.00	17,500	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2018-09-17	17,500	$0.00	17,500	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
247,500	2025-12-16	No	4	M	Direct
17,500		No	4	M	Direct
0		No	4	C	Direct

Footnotes

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.05 to $69.99 pershare, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.005 to $70.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.07 to $72.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares subject to the option shall vest in 48 equal monthly installments commencing 11/12/2015, subject to the Reporting Person's continuous service to the Issuer through each vesting date. The option is early exercisable by the Reporting Person.