Filing Details
- Accession Number:
- 0001127602-18-028060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-19 16:25:42
- Reporting Period:
- 2018-09-17
- Accepted Time:
- 2018-09-19 16:25:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1674862 | Ashland Global Holdings Inc | ASH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1600587 | C Keith Silverman | 1005 Route 202/206 Bridgewater NJ 08807 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-17 | 2,825 | $47.63 | 4,183 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-17 | 2,730 | $59.95 | 6,913 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-17 | 2,542 | $59.41 | 9,455 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-17 | 1,836 | $57.96 | 11,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-17 | 2,000 | $84.61 | 9,291 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-09-17 | 2,184 | $84.61 | 7,107 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-09-17 | 2,023 | $84.61 | 5,084 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-09-17 | 1,440 | $84.61 | 3,644 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-09-18 | 2,286 | $84.71 | 1,358 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2018-09-17 | 2,825 | $0.00 | 2,825 | $47.63 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-09-17 | 2,730 | $0.00 | 2,730 | $59.95 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-09-17 | 2,542 | $0.00 | 2,542 | $59.41 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-09-17 | 1,836 | $0.00 | 1,836 | $57.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-11-13 | 2023-12-13 | No | 4 | M | Direct |
| 0 | 2015-11-12 | 2024-12-12 | No | 4 | M | Direct |
| 848 | 2016-11-18 | 2025-12-18 | No | 4 | M | Direct |
| 1,836 | 2017-11-16 | 2026-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,067 | Indirect | 401(k) |
Footnotes
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 10 below.
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018.
- Based on Employee Savings Plan information as of September 17, 2018, the latest date for which such information is reasonably available.
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
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