Filing Details

Accession Number:
0001061432-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-23 16:23:06
Reporting Period:
2011-02-18
Filing Date:
2011-02-23
Accepted Time:
2011-02-23 16:23:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056288 Federated Investors Inc FII Investment Advice (6282) 251111467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1061432 W John Mcgonigle Federated Investors Tower
1001 Liberty Avenue
Pittsburgh PA 15222-3779
Vice Chairman, Sec, Exec Vp Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2011-02-18 35,289 $0.00 3,425,324 No 4 S Indirect Held indirectly by Fairview Partners, L.P.
Class B Common Stock Disposition 2011-02-18 863 $0.00 95,908 No 4 S Indirect Held indirectly by 713 Investment Partners LP
Class B Common Stock Disposition 2011-02-18 823 $0.00 3,425,324 No 5 G Indirect Held indirectly by Fairview Partners, L.P.
Class B Common Stock Disposition 2011-02-18 20 $0.00 95,908 No 5 G Indirect Held indirectly by 713 Investment Partners LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held indirectly by Fairview Partners, L.P.
No 4 S Indirect Held indirectly by 713 Investment Partners LP
No 5 G Indirect Held indirectly by Fairview Partners, L.P.
No 5 G Indirect Held indirectly by 713 Investment Partners LP
Footnotes
  1. The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On February 18, 2011, the reporting person and his wife sold 900 non-voting shares of 713 Investment Corp to The John W. and Mary Ita McGonigle Grantor Dynasty Trust established for the benefit of the reporting person's descendants. The 900 shares were sold in exchange for notes, equal to the value of the 900 shares and was done for family wealth transfer purposes. The FII Class B common stock held by Fairview Partners was valued at $27.95 per share on the date of the transaction. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by Fairview Partners except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
  2. In addition to the holdings set forth in Table I: 19,453 Shares held indirectly by Grantor Trusts.
  3. The reported securities are held by 713 Investment Partners, a limited partnership of which 713 Investment Corp is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On February 18, 2011, the reporting person and his wife sold 900 non-voting shares of 713 Investment Corp. to The John W. and Mary Ita McGonigle Grantor Dynasty Trust established for the benefit of the reporting person's descendants. The 900 shares were sold in exchange for notes, equal to the value of the 900 shares and was done for family wealth transfer purposes. The FII Class B common stock held by 713 Investment Partners was valued at $27.95 per share on the date of the transaction. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by 713 Investment Partners except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
  4. The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On February 18, 2011 , the reporting person and his wife gifted 21 voting shares of 713 Investment Corp. to their children. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by Fairview Partners except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares and was done for family wealth transfer purposes.
  5. The reported securities are held by 713 Investment Partners, a limited partnership of which 713 Investment Corp is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On February 18, 2011 , the reporting person and his wife gifted 21 voting shares of 713 Investment Corp. to their children. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by 713 Investment Partners except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares and was done for family wealth transfer purposes.