Filing Details
- Accession Number:
- 0001618732-18-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-18 19:02:23
- Reporting Period:
- 2018-09-15
- Accepted Time:
- 2018-09-18 19:02:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685524 | David Sangster | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Evp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-09-15 | 12,500 | $0.00 | 12,500 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2018-09-15 | 5,312 | $0.00 | 17,812 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-09-17 | 9,441 | $49.13 | 8,371 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2018-09-18 | 1,500 | $49.13 | 6,871 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-09-18 | 6,771 | $49.94 | 100 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-09-18 | 100 | $50.57 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2018-09-15 | 12,500 | $0.00 | 12,500 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2018-09-15 | 5,312 | $0.00 | 5,312 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | No | 4 | M | Direct | ||
69,063 | No | 4 | M | Direct |
Footnotes
- Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $48.52 to $49.51. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $49.52 to $50.45. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- Each RSU represents a contingent right to receive one share of Issuer common stock.
- 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
- 5,312 RSUs shall vest and become issuable quarterly beginning on March 15, 2018 and ending on December 15, 2021, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.