Filing Details

Accession Number:
0001179110-18-011519
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-18 17:56:29
Reporting Period:
2018-09-17
Accepted Time:
2018-09-18 17:56:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1583025 Susan Cashen C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Svp Of Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-17 2,049 $6.14 2,049 No 4 M Direct
Common Stock Disposition 2018-09-17 2,049 $36.96 0 No 4 S Direct
Common Stock Acquisiton 2018-09-17 5,022 $4.89 5,022 No 4 M Direct
Common Stock Disposition 2018-09-17 5,022 $36.79 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-09-17 2,049 $0.00 2,049 $6.14
Common Stock Stock Option (Right to Buy) Disposition 2018-09-17 5,022 $0.00 5,022 $4.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,049 2021-05-25 No 4 M Direct
25,104 2019-08-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 686 Indirect By 401(k) Plan
Footnotes
  1. Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $36.50 per share to $37.31 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. Shares held in Reporting Person's 401(k) Plan.
  4. Non-qualified Stock Options granted May 26, 2011 that are fully vested.
  5. Incentive Stock Options granted September 1, 2009 that are fully vested.