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Filing Details

Accession Number:: 0001179110-18-011515
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-09-18 17:55:37
Reporting Period:: 2018-09-14

Accepted Time:: 2018-09-18 17:55:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604821	Natera Inc.	NTRA	Services-Medical Laboratories (8071)	010894487

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1697362	Burkes Michael Brophy	C/O Natera, Inc., 201 Industrial Road Suite 410 San Carlos CA 94070	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-09-14	22,000	$9.48	22,000	No	4	M	Direct
Common Stock	Acquisiton	2018-09-14	30,000	$9.48	52,000	No	4	M	Direct
Common Stock	Acquisiton	2018-09-14	37,983	$10.41	89,983	No	4	M	Direct
Common Stock	Acquisiton	2018-09-14	18,125	$9.59	108,108	No	4	M	Direct
Common Stock	Disposition	2018-09-14	20,711	$23.35	87,397	No	4	S	Direct
Common Stock	Disposition	2018-09-14	80,297	$24.50	7,100	No	4	S	Direct
Common Stock	Disposition	2018-09-14	7,100	$25.04	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2018-09-14	22,000	$0.00	22,000	$9.48
Common Stock	Stock Option (right to buy)	Disposition	2018-09-14	30,000	$0.00	30,000	$9.48
Common Stock	Stock Option (right to buy)	Disposition	2018-09-14	37,983	$0.00	37,983	$10.41
Common Stock	Stock Option (right to buy)	Disposition	2018-09-14	18,125	$0.00	18,125	$9.59

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,000	2025-10-08	No	4	M	Direct
0	2025-10-08	No	4	M	Direct
69,267	2027-06-08	No	4	M	Direct
11,875	2026-04-07	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.96 to $23.93 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.96 to $24.95 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.97 to $25.13 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.
The options are 100% vested and exercisable.
The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.
The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.