Filing Details

Accession Number:
0001400318-18-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-18 16:54:14
Reporting Period:
2018-09-14
Accepted Time:
2018-09-18 16:54:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
844161 Cherokee Inc CHKE Women's, Misses', And Juniors Outerwear (2330) 954182437
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400318 Headlands Strategic Opportunities Fund, Lp (The Partnership) One Ferry Building
Suite 255
San Francisco CA 94111
No No Yes No
1562452 Headlands Capital Management, Llc One Ferry Building
Suite 255
San Francisco CA 94111
No No No Yes
1562507 Jr W David Cost One Ferry Building
Suite 255
San Francisco CA 94111
No No No Yes
1562508 Iii E David Park One Ferry Building
Suite 255
San Francisco CA 94111
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-09-14 118,687 $0.99 1,535,710 No 4 S Direct
Common Stock Disposition 2018-09-17 16,300 $0.91 1,519,410 No 4 S Direct
Common Stock Disposition 2018-09-18 151,045 $0.84 1,368,365 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. This Form 4 is filed on behalf of Headlands Strategic Opportunities Fund, LP (the "Fund"), Headlands Capital Management, LLC (the "GP"), David E. Park III and David W. Cost Jr. The GP is the general partner of the Fund. Messrs. Park and Cost are the sole members of the investment committee of the GP. The investment committee of the GP has collective investment discretion over such shares held by the Fund.
  2. As the general partner of the Fund, the GP may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). As the members of the investment committee of the GP, Messrs. Park and Cost may be deemed to be the indirect beneficial owners of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of the GP, Mr. Park and Mr. Cost disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest.
  3. Securities are directly owned by the Fund. The GP, Mr. Park and Mr. Cost may be deemed to have indirect beneficial ownership of these shares. See Footnotes 1 and 2.