Filing Details
- Accession Number:
- 0001209191-18-051270
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-17 18:02:06
- Reporting Period:
- 2018-09-13
- Accepted Time:
- 2018-09-17 18:02:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1318568 | Everi Holdings Inc. | EVRI | Services-Miscellaneous Amusement & Recreation (7990) | 200723270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1631308 | Adam Edward Peters | 7250 S Tenaya Way #100 Las Vegas NV 89113 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-13 | 44,388 | $1.46 | 60,388 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-13 | 44,388 | $8.96 | 16,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-09-13 | 15,612 | $1.46 | 31,612 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-13 | 15,612 | $9.16 | 16,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-09-14 | 6,251 | $1.46 | 22,251 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-14 | 6,251 | $9.50 | 16,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2018-09-13 | 44,388 | $0.00 | 44,388 | $1.46 |
Common Stock | Stock Option | Disposition | 2018-09-13 | 15,612 | $0.00 | 15,612 | $1.46 |
Common Stock | Stock Option | Disposition | 2018-09-14 | 6,251 | $0.00 | 6,251 | $1.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
133,162 | 2026-05-13 | No | 4 | M | Direct | |
71,838 | 2026-05-13 | No | 4 | M | Direct | |
65,587 | 2026-05-13 | No | 4 | M | Direct |
Footnotes
- The transaction(s) reflected in this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 13, 2018. The plan provides for a maximum number of options of 66,251 to be sold.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.63 to $9.06, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.25, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Represents an option to purchase 177,550 shares of the Company's common stock that will vest in equal installments on each of the first four anniversary dates of the grant ("Vesting Date"); provided that as of the vesting date for each vesting tranche ("Tranche"), the closing price of the Company's shares on the New York Stock Exchange is at least $2.19 ("Price Hurdle"). If the Price Hurdle is not met as of the Vesting Date for a Tranche, then the Tranche shall vest and become vested shares on the last day of a period of thirty (30) consecutive trading days during which the closing price is at least the Price Hurdle.
- Represents an option to purchase 87,450 shares of the Company's common stock, which will vest in equal installments on each of the first four anniversary dates of the grant.