Filing Details

Accession Number:
0001209191-18-051270
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-17 18:02:06
Reporting Period:
2018-09-13
Accepted Time:
2018-09-17 18:02:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1318568 Everi Holdings Inc. EVRI Services-Miscellaneous Amusement & Recreation (7990) 200723270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1631308 Adam Edward Peters 7250 S Tenaya Way
#100
Las Vegas NV 89113
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-13 44,388 $1.46 60,388 No 4 M Direct
Common Stock Disposition 2018-09-13 44,388 $8.96 16,000 No 4 S Direct
Common Stock Acquisiton 2018-09-13 15,612 $1.46 31,612 No 4 M Direct
Common Stock Disposition 2018-09-13 15,612 $9.16 16,000 No 4 S Direct
Common Stock Acquisiton 2018-09-14 6,251 $1.46 22,251 No 4 M Direct
Common Stock Disposition 2018-09-14 6,251 $9.50 16,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2018-09-13 44,388 $0.00 44,388 $1.46
Common Stock Stock Option Disposition 2018-09-13 15,612 $0.00 15,612 $1.46
Common Stock Stock Option Disposition 2018-09-14 6,251 $0.00 6,251 $1.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
133,162 2026-05-13 No 4 M Direct
71,838 2026-05-13 No 4 M Direct
65,587 2026-05-13 No 4 M Direct
Footnotes
  1. The transaction(s) reflected in this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 13, 2018. The plan provides for a maximum number of options of 66,251 to be sold.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.63 to $9.06, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.25, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Represents an option to purchase 177,550 shares of the Company's common stock that will vest in equal installments on each of the first four anniversary dates of the grant ("Vesting Date"); provided that as of the vesting date for each vesting tranche ("Tranche"), the closing price of the Company's shares on the New York Stock Exchange is at least $2.19 ("Price Hurdle"). If the Price Hurdle is not met as of the Vesting Date for a Tranche, then the Tranche shall vest and become vested shares on the last day of a period of thirty (30) consecutive trading days during which the closing price is at least the Price Hurdle.
  5. Represents an option to purchase 87,450 shares of the Company's common stock, which will vest in equal installments on each of the first four anniversary dates of the grant.