Home > Insider Trading > Filing (0001403256-18-000237)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1403256	Och-Ziff Capital Management Group Llc	OZM	Investment Advice (6282)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1691807	Michael David Levine	Och-Ziff Capital Management Group Llc 9 West 57Th Street, 39Th Floor New York NY 10019	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Shares	Acquisiton	2018-09-14	26,186	$0.00	26,186	No	4	M	Direct
Class A Shares	Disposition	2018-09-14	26,186	$1.66	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Shares	Class A Restricted Share Units	Disposition	2018-09-14	26,186	$0.00	26,186	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
258,507			No	4	M	Direct

Footnotes

The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
The Class A Shares were sold at prices ranging from $1.65 to $1.67. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
The Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 78,133 on March 1, 2019; 26,187 on September 13, 2019; 78,132 on March 2, 2020; 26,186 on September 14, 2020; and 49,869 on March 1, 2021.