Filing Details
- Accession Number:
- 0001090009-18-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-17 15:55:15
- Reporting Period:
- 2018-09-13
- Accepted Time:
- 2018-09-17 15:55:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1090009 | Southern First Bancshares Inc | SFST | National Commercial Banks (6021) | 582459561 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243370 | Jr Arthur R Seaver | P.o. Box 17465 Greenville SC 29606 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-13 | 11,133 | $5.67 | 44,876 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-13 | 10,583 | $41.70 | 34,293 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-13 | 550 | $41.75 | 33,743 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-09-14 | 6,867 | $5.67 | 40,610 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-14 | 4,194 | $41.61 | 36,416 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-14 | 2,173 | $41.70 | 34,243 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-14 | 400 | $41.60 | 33,843 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-14 | 100 | $41.65 | 33,743 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-09-17 | 1,848 | $6.01 | 35,591 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2018-09-13 | 11,133 | $5.67 | 11,133 | $5.67 |
| Common Stock | Stock Options (right to buy) | Disposition | 2018-09-14 | 6,867 | $5.67 | 6,867 | $5.67 |
| Common Stock | Stock Options (right to buy) | Disposition | 2018-09-17 | 1,848 | $6.01 | 1,848 | $6.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 179,757 | 2011-01-19 | 2020-01-19 | No | 4 | M | Direct |
| 172,890 | 2011-01-19 | 2020-01-19 | No | 4 | M | Direct |
| 171,042 | 2012-01-18 | 2021-01-18 | No | 4 | M | Direct |
Billionaire Hedge Funds
