Filing Details
- Accession Number:
- 0001055726-18-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-14 17:12:56
- Reporting Period:
- 2018-09-12
- Accepted Time:
- 2018-09-14 17:12:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1055726 | Inovio Pharmaceuticals Inc. | INO | Surgical & Medical Instruments & Apparatus (3841) | 330024450 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464549 | Joseph Jong Kim | 660 W. Germantown Pike Suite 110 Plymouth Meeting PA 19462 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-12 | 49,060 | $5.08 | 2,357,554 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-12 | 49,060 | $5.37 | 2,308,494 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2018-09-12 | 49,060 | $0.00 | 49,060 | $5.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-09-12 | 2018-09-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,750,000 | Indirect | By Family Limited Partnership |
| Common Stock | 33,563 | Indirect | By Daughter: EK |
| Common Stock | 33,775 | Indirect | By Son: JK1 |
| Common Stock | 5,975 | Indirect | By Spouse |
| Common Stock | 33,533 | Indirect | By Son: JK2 |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $5.32 to $5.44, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
