Home > Insider Trading > Filing (0001209191-18-051114)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1713683	Zscaler Inc.	ZS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1593803	Fraser William Andrew Brown	C/O Zscaler, Inc. 110 Rose Orchard Way San Jose CA 95134		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-09-13	13,333	$1.43	14,520	No	4	M	Direct
Common Stock	Acquisiton	2018-09-13	21,667	$4.13	36,187	No	4	M	Direct
Common Stock	Disposition	2018-09-13	35,000	$40.61	1,187	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2018-09-13	13,333	$0.00	13,333	$1.43
Common Stock	Stock option (right to buy)	Disposition	2018-09-13	21,667	$0.00	21,667	$4.13

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2020-12-06	No	4	M	Direct
128,333		2025-10-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	48,813	Indirect	See footnote

Footnotes

Includes 1,187 shares previously held by the Andrew W. F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as trustee (the "Brown GRAT") which were registered on June 20, 2018 to the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.60 to $40.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Excludes 1,187 shares previously held by the Brown GRAT which were registered on June 20, 2018 to the reporting person.
The shares are held of record by the Brown GRAT.
Shares subject to the option are fully vested and immediately exercisable.
The option was previously reported in a Form 3 filed on March 15, 2018 which mistakenly reported an expiration date of December 6, 2023.
The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on November 14, 2015.