Filing Details
- Accession Number:
- 0000899243-18-024551
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-14 16:38:35
- Reporting Period:
- 2018-09-12
- Accepted Time:
- 2018-09-14 16:38:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1666071 | Cardlytics Inc. | CDLX | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1439586 | Polaris Venture Partners Special Founders' Fund V, L.p. | C/O Polaris Partners One Marina Park Drive, 10Th Fl. Boston MA 02110 | No | No | Yes | No | |
1439587 | Polaris Venture Partners Entrepreneurs' Fund V, L.p. | C/O Polaris Partners One Marina Park Drive, 10Th Fl Boston MA 02210 | No | No | Yes | No | |
1439588 | Polaris Venture Partners Founders' Fund V, L.p. | C/O Polaris Partners One Marina Park Drive, 10Th Fl. Boston MA 02210 | No | No | Yes | No | |
1439589 | Polaris Venture Management Co. V, L.l.c. | C/O Polaris Partners One Marina Park Drive, 10Th Fl. Boston MA 02210 | Yes | No | Yes | No | |
1439590 | Polaris Venture Partners V, L.p. | C/O Polaris Partners One Marina Park Drive, 10Th Fl. Boston MA 02210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-09-12 | 75,805 | $24.67 | 2,532,062 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-12 | 20,688 | $25.19 | 2,511,374 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-13 | 45,743 | $25.52 | 2,465,631 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-13 | 2,504 | $26.41 | 2,463,127 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-12 | 1,477 | $24.67 | 49,346 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-12 | 404 | $25.19 | 48,942 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-13 | 891 | $25.52 | 48,051 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-13 | 49 | $26.41 | 48,002 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-12 | 518 | $24.67 | 17,342 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-12 | 143 | $25.19 | 17,199 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-13 | 314 | $25.52 | 16,885 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-13 | 17 | $26.42 | 16,868 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-12 | 760 | $24.67 | 25,316 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-12 | 205 | $25.19 | 25,111 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-13 | 456 | $25.52 | 24,655 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-09-13 | 26 | $26.41 | 24,629 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.02 to $25.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.03 to $25.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.08 to $26.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.19 to $26.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.
- The reportable securities are owned directly by Polaris Venture Partners V, L.P. ("PVP V"). Polaris Venture Management Co. V, L.L.C. ("PVM V") is the general partner of PVP V. Bryce Youngren ("Youngren"), a member of the Issuer's Board of Directors, is a member of PVM V. Each of Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of PVM V. Each of Flint, McGuire and Youngren, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVP V. Each of PVM V, Flint, McGuire and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
- The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPE V"). PVM V is the general partner of PVPE V. Youngren, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and Youngren, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPE V. Each of PVM V, Flint, McGuire and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
- The reportable securities are owned directly by Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"). PVM V is the general partner of PVPFF V. Youngren, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and Youngren, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPFF V. Each of PVM V, Flint, McGuire and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
- The reportable securities are owned directly by Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSFF V"). PVM V is the general partner of PVPSFF V. Youngren, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and Youngren, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPSFF V. Each of PVM V, Flint, McGuire and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.