Filing Details

Accession Number:
0001668428-18-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-14 16:19:13
Reporting Period:
2018-09-11
Accepted Time:
2018-09-14 16:19:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1668428 Fgl Holdings FG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1348380 N Richard Massey 4Th Floor
Boundary Hall, Cricket Square
Grand Cayman E9 KY1-1102
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-09-11 25,000 $8.77 37,488 No 4 P Direct
Ordinary Shares Acquisiton 2018-09-12 25,000 $8.74 62,488 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 1,806,373 Indirect By CFC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Private Placement Warrants $11.50 2017-12-30 2022-11-30 333,333 333,333 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-11-30 333,333 333,333 Indirect
Footnotes
  1. The transaction was executed in multiple trades at prices ranging from $8.71 to $8.82. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  2. The transaction was executed in multiple trades at prices ranging from $8.72 to $8.79. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  3. Represents Ordinary Shares and Private Placement Warrants held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.