Filing Details
- Accession Number:
- 0001668428-18-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-14 16:19:13
- Reporting Period:
- 2018-09-11
- Accepted Time:
- 2018-09-14 16:19:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1668428 | Fgl Holdings | FG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1348380 | N Richard Massey | 4Th Floor Boundary Hall, Cricket Square Grand Cayman E9 KY1-1102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2018-09-11 | 25,000 | $8.77 | 37,488 | No | 4 | P | Direct | |
Ordinary Shares | Acquisiton | 2018-09-12 | 25,000 | $8.74 | 62,488 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 1,806,373 | Indirect | By CFC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Private Placement Warrants | $11.50 | 2017-12-30 | 2022-11-30 | 333,333 | 333,333 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-11-30 | 333,333 | 333,333 | Indirect |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $8.71 to $8.82. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- The transaction was executed in multiple trades at prices ranging from $8.72 to $8.79. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Represents Ordinary Shares and Private Placement Warrants held by CFC 2016-A, LLC ("CFC"), of which the Reporting Person is the managing member of CFC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.