Filing Details
- Accession Number:
- 0000886744-18-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-13 21:28:58
- Reporting Period:
- 2018-09-13
- Accepted Time:
- 2018-09-13 21:28:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886744 | Geron Corp | GERN | Pharmaceutical Preparations (2834) | 752287752 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492256 | J. Robert Spiegel | C/O Geron Corporation 149 Commonwealth Drive, Suite 2070 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-13 | 45,000 | $5.29 | 110,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-13 | 45,000 | $6.85 | 65,576 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-09-13 | 10,000 | $4.91 | 75,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-13 | 10,000 | $6.85 | 65,576 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-09-13 | 15,000 | $4.91 | 80,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-13 | 15,000 | $6.85 | 65,576 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-09-13 | 35,000 | $1.41 | 100,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-13 | 35,000 | $6.85 | 65,576 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-09-13 | 35,000 | $1.10 | 100,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-13 | 35,000 | $6.85 | 65,576 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-09-13 | 35,000 | $1.94 | 100,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-13 | 35,000 | $6.85 | 65,576 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-09-13 | 45,000 | $0.00 | 45,000 | $5.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-09-13 | 10,000 | $0.00 | 10,000 | $4.91 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-09-13 | 15,000 | $0.00 | 15,000 | $4.91 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-09-13 | 35,000 | $0.00 | 35,000 | $1.41 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-09-13 | 35,000 | $0.00 | 35,000 | $1.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-09-13 | 35,000 | $0.00 | 35,000 | $1.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-05-19 | No | 4 | M | Direct | |
| 0 | 2021-05-11 | No | 4 | M | Direct | |
| 0 | 2021-05-11 | No | 4 | M | Direct | |
| 0 | 2022-05-17 | No | 4 | M | Direct | |
| 0 | 2023-05-22 | No | 4 | M | Direct | |
| 0 | 2024-05-20 | No | 4 | M | Direct |
Footnotes
- This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018.
- Option was fully vested.
Billionaire Hedge Funds
