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Filing Details

Accession Number:: 0001437749-18-017013
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-09-13 19:26:52
Reporting Period:: 2018-09-12

Accepted Time:: 2018-09-13 19:26:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1266806	Second Sight Medical Products Inc	EYES	Electromedical & Electrotherapeutic Apparatus (3845)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1624919	Gregg Williams	12744 San Fernando Road Suite 400 Sylmar CA 91342		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-09-12	15,875	$1.62	30,212,170	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2018-09-13	15,875	$1.67	30,228,045	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Footnotes

Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.
Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.60 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.64 per share to $1.68 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,471,386 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,914,323 shares of common stock owned by GST.