Filing Details
- Accession Number:
- 0001144204-18-049369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-13 17:18:27
- Reporting Period:
- 2018-09-11
- Accepted Time:
- 2018-09-13 17:18:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1072627 | Kingsway Financial Services Inc | KFS | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
913960 | P L Associates Stilwell | 111 Broadway, 12Th Floor New York NY 10006 | No | No | Yes | No | |
1113303 | Joseph Stilwell | 111 Broadway, 12Th Floor New York NY 10006 | Yes | No | Yes | No | |
1397076 | Stilwell Value Llc | 111 Broadway, 12Th Floor New York NY 10006 | No | No | Yes | No | |
1564452 | Stilwell Activist Fund, L.p. | 111 Broadway, 12Th Floor New York NY 10006 | No | No | Yes | No | |
1573720 | Stilwell Activist Investments, L.p. | 111 Broadway, 12Th Floor New York NY 10006 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-11 | 31,740 | $2.70 | 377,712 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2018-09-11 | 232,760 | $2.70 | 2,833,723 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2018-09-12 | 9,432 | $2.78 | 387,144 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2018-09-12 | 69,169 | $2.78 | 2,902,892 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 162,500 | Direct | |
Common Stock | 903,066 | Indirect | See footnote |
Footnotes
- These are shares owned directly by Joseph Stilwell.
- These are shares owned directly by Stilwell Associates, L.P. ("Associates") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
- This Form 4 reports the following acquisitions: (a) on September 11, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 31,740 shares at $2.6998 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 232,760 shares at $2.6998 USD per share; and (b) on September 12, 2018, SAF acquired 9,432 shares at $2.7817 USD per share and SAI acquired 69,169 shares at $2.7817 USD per share.
- These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
- These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.