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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1100397	Advaxis Inc.	ADXS	Pharmaceutical Preparations (2834)	841521955

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1305979	Roni Appel	305 College Road East Princeton., NJ 08540		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-09-11	33,333	$1.20	157,143	No	4	P	Indirect	See note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See note

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants	Acquisiton	2018-09-11	28,333	$0.00	28,333	$1.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
28,333	2018-09-11	2024-09-11	No	4	P	Indirect

Footnotes

Represents shares purchased by the reporting person as a part of a company financing completed on September 11, 2018.
Represents warrants purchased by the reporting person as a part of a company financing completed on September 11, 2018.
The shares and warrants were purchased by RS Group LLC of which the reporting person is a majority owner. The Common Stock and Common Stock Warrants were issued and sold in a fixed combination at a purchase price of $1.20 per unit. Each share of common stock is accompanied by one Warrant to purchase 0.85 shares of Common Stock, which are exercisable immediately for a period of 6 years.