Filing Details
- Accession Number:
- 0000899243-18-024430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-13 16:18:45
- Reporting Period:
- 2018-09-11
- Accepted Time:
- 2018-09-13 16:18:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1478121 | Pfenex Inc. | PFNX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1230051 | M Phillip Schneider | C/O Pfenex Inc., 10790 Roselle Street San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-11 | 11,000 | $4.99 | 11,000 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Footnotes
- Shares held by the Phillip and Shauna Schneider Family Trust DTD 06/05/1990, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.