Filing Details
- Accession Number:
- 0001093557-18-000201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-12 21:22:28
- Reporting Period:
- 2018-09-10
- Accepted Time:
- 2018-09-12 21:22:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1093557 | Dexcom Inc | DXCM | Surgical & Medical Instruments & Apparatus (3841) | 330857544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1446422 | Jeffrey Moy | 6340 Sequence Drive San Diego CA 92121 | Svp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-09-10 | 1,832 | $143.76 | 66,682 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-10 | 2,762 | $143.76 | 63,920 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-10 | 17,386 | $0.00 | 46,534 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2018-09-10 | 17,386 | $0.00 | 22,447 | No | 5 | J | Indirect | by Trust |
Common Stock | Disposition | 2018-09-10 | 5,736 | $143.35 | 16,711 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Footnotes
- Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- Included in this number are 46,534 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 10,941 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 5,500 of which were granted on March 8, 2016 and shall vest through March 8, 2019.
- Shares were transferred from direct ownership to ownership under the Moy Family Trust upon vesting of previously awarded restricted stock units.
- Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.
- On May 29, 2018, Mr. Moy adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Moy. The shares set forth above were sold pursuant to the 10b5-1 Plan.