Filing Details
- Accession Number:
- 0000899243-18-024339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-12 18:57:22
- Reporting Period:
- 2018-09-10
- Accepted Time:
- 2018-09-12 18:57:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1614184 | Cadence Bancorporation | CADE | National Commercial Banks (6021) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1702208 | M. Samuel Tortorici | C/O Cadence Bancorporation 2800 Post Oak Boulevard, Suite 3800 Houston TX 77056 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-09-10 | 100,943 | $0.00 | 119,602 | No | 4 | J | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-04-19 | 750 | $0.00 | 750 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | P | Indirect | See Footnote |
Footnotes
- Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by the Reporting Person in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration.
- Represents shares of Class A Common Stock purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
- Held by the Reporting Person's sister.
- Includes 169 shares of Class A Common Stock acquired through the Cadence Bancorporation 2018 Employee Stock Purchase Plan.