Filing Details

Accession Number:
0001144204-18-049236
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-12 18:24:30
Reporting Period:
2018-09-10
Accepted Time:
2018-09-12 18:24:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1072627 Kingsway Financial Services Inc KFS () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
913960 P L Associates Stilwell 111 Broadway, 12Th Floor
New York NY 10006
Yes No Yes No
1113303 Joseph Stilwell 111 Broadway, 12Th Floor
New York NY 10006
Yes No Yes No
1397076 Stilwell Value Llc 111 Broadway, 12Th Floor
New York NY 10006
Yes No Yes No
1564452 Stilwell Activist Fund, L.p. 111 Broadway, 12Th Floor
New York NY 10006
Yes No Yes No
1573720 Stilwell Activist Investments, L.p. 111 Broadway, 12Th Floor
New York NY 10006
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-10 29,258 $2.63 345,972 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-09-10 39,854 $2.63 2,600,963 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 162,500 Direct
Common Stock 903,066 Indirect See footnote
Footnotes
  1. This Form 4 is being filed jointly by the Reporting Persons named herein. Prior Forms 4 filed by Joseph Stilwell for Kingsway Financial Services Inc. reported transactions on an aggregate basis, without distinguishing between direct or indirect ownership in Table I. In this Form 4 (and going forward), the Reporting Persons are reporting transactions to indicate direct or indirect ownership in Table I, as well as the nature of indirect ownership.
  2. These are shares owned directly by Joseph Stilwell.
  3. These are shares owned directly by Stilwell Associates, L.P. ("Associates") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
  4. This Form 4 reports an acquisition on September 10, 2018, by the following entities: (a) Stilwell Activist Fund, L.P. ("SAF") of 29,258 shares at $2.6301 USD per share, and (b) Stilwell Activist Investments, L.P. ("SAI") of 39,854 shares at $2.6301 USD per share.
  5. These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
  6. These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.