Filing Details
- Accession Number:
- 0001562180-18-003923
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-12 16:14:06
- Reporting Period:
- 2018-09-10
- Accepted Time:
- 2018-09-12 16:14:06
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205943 | A John Hayes | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Chairman, President & C.e.o. | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-09-10 | 96,667 | $43.00 | 471,228 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,176 | Indirect | 401(k) Plan |
Common Stock | 14,782 | Indirect | JAH Irrevocable Trust |
Footnotes
- These shares were sold pursuant to Mr. Hayes' Rule 10b5-1 Stock Trading Plan that was entered into on February 20, 2018 with Crestone Securities LLC pursuant to instructions established on that date and as part of Mr. Hayes' individual tax and financial planning strategy related to the expiration of certain stock-settled appreciation rights, as previously disclosed on Form 8-K.
- This transaction was executed in multiple trades at prices ranging from $43.00 to $43.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- The reporting person expressly disclaims beneficial ownership of these securities.